Securities Law & SEBI

Blogs under category: Securities Law & SEBI

	Cat_id	id	Subject	Body	Date	AuthorName	BlogImage	SEOImage	BodyText	Keywords	Description	cnt	cat	VisitorCount	Pagename
Merchant Banker Registration under SEBI Regulations CS Tanuj Chandra Saxenaa Merchant Banker refers to entity registered with SEBI with specific purpose and guidelines of activities to pursue in financial market per se securities market. It means any person who is engaged in ........ View More 11/10/2021 | 0 comments | Visitor's Count: 2290
Investment Advisors - Regulations as per SEBI Guidelines CS Tanuj Chandra Saxenaa Investment Advisors:- An investment advisor, as per the Investment Advisors Act of 1940, means any person or group who in return for fees, makes investment recommendations or conducts securities ana ........ View More 22/08/2021 | 0 comments | Visitor's Count: 2159
Delayed Compliance attracts Higher Penalties _ SEBI CS Lalit Rajput SEBI*1 Fined NHAI*2 for delayed disclosure with respect to SEBI (LODR) Regulations, 2015*3  Adjudication Order in respect of National Highway Authority of India. Compliance means “adhering to rule ........ View More 15/08/2021 | 0 comments | Visitor's Count: 2160